Plasticizer

A plasticizer (UK: plasticiser) is a substance that is added to a material to make it softer and more flexible, to increase its plasticity, to decrease its viscosity, or to decrease friction during its handling in manufacture.

Plasticizers are commonly added to polymers such as plastics and rubber, either to facilitate the handling of the raw material during fabrication, or to meet the demands of the end product's application. For example, plasticizers are commonly added to polyvinyl chloride (PVC), which otherwise is hard and brittle, to make it soft and pliable; which makes it suitable for products such as clothing, bags, hoses, and electric wire coatings.

Plasticizers are also often added to concrete formulations to make them more workable and fluid for pouring, thus allowing the water contents to be reduced. Similarly, they are often added to clays, stucco, solid rocket fuel, and other pastes prior to molding and forming. For these applications, plasticizers largely overlap with dispersants.

For polymers

Plasticizers for polymers are either liquids with low volatility or solids. According to 2014 data, the total global market for plasticizers was 8.4 million metric tonnes [1] including 1.3 million metric tonnes in Europe.

Shares of global plasticizer consumption in 2014 (8 million metric tons)[2]

Almost 90% of polymer plasticizers, most commonly phthalate esters, are used in PVC, giving this material improved flexibility and durability.[3] The majority is used in films and cables.[4]

Mechanism of action

It was commonly thought that plasticizers work by embedding themselves between the chains of polymers, spacing them apart (increasing the "free volume"),[5][6] or swelling them and thus significantly lowering the glass transition temperature for the plastic and making it softer; however it was later shown that the free volume explanation could not account for all of the effects of plasticization.[7] The classical picture on the mobility of polymer chain is more complex in the presence of plasticizer than that drawn by Fox&Flory for simple polymer chain. The molecules of plasticizer take control over mobility of the chain, and polymer chain does not show an increase of the free volume around polymer ends; in the case that the plasticizer/ water creates hydrogen bonds with hydrophilic parts of polymer, the associated free volume can be decreased. [8] For plastics such as PVC, the more plasticizer added, the lower their cold flex temperature will be. Plastic items containing plasticizers can exhibit improved flexibility and durability. Plasticizers can become available for exposure due to migration and abrasion of the plastic since they are not bound to the polymer matrix. The "new car smell" is often attributed to plasticizers or their degradation products.[9] However, multiple studies on the makeup of the smell do not find phthalates in appreciable amounts, likely due to their extremely low volatility and vapor pressure.[10]

The effect of plasticizers on elastic modulus is dependent on both temperature and plasticizer concentration. Below a certain concentration, referred to as the crossover concentration, a plasticizer can increase the modulus of a material. The material's glass transition temperature will decrease however, at all concentrations. In addition to a crossover concentration a crossover temperature exists. Below the crossover temperature the plasticizer will also increase the modulus.

Migration of plasticizers out of their host plastics leads to loss of flexibility, embrittlement, and cracking. This decades-old plastic lamp cord crumbles when flexed, due to loss of the plasticizers.

Selection

Over the last 60 years more than 30,000 different substances have been evaluated for their suitability as polymer plasticizers. Of these, only a small number – approximately 50 – are today in commercial use.[1]

Ester plasticizers are selected based upon cost-performance evaluation. The rubber compounder must evaluate ester plasticizers for compatibility, processibility, permanence and other performance properties. The wide variety of ester chemistries that are in production include sebacates, adipates, terephthalates, dibenzoates, gluterates, phthalates, azelates, and other specialty blends. This broad product line provides an array of performance benefits required for the many elastomer applications such as tubing and hose products, flooring, wall-coverings, seals and gaskets, belts, wire and cable, and print rolls. Low to high polarity esters provide utility in a wide range of elastomers including nitrile, polychloroprene, EPDM, chlorinated polyethylene, and epichlorohydrin. Plasticizer-elastomer interaction is governed by many factors such as solubility parameter, molecular weight, and chemical structure. Compatibility and performance attributes are key factors in developing a rubber formulation for a particular application.[11]

Plasticizers used in PVC and other plastics are often based on esters of polycarboxylic acids with linear or branched aliphatic alcohols of moderate chain length. These compounds are selected on the basis of many critieria including low toxicity, compatibility with the host material, nonvolatility, and expense. Phthalate esters of straight-chain and branched-chain alkyl alcohols meet these specifications and are common plasticizers. Ortho-phthalate esters have traditionally been the most dominant plasticizers, but regulatory concerns have led to the move away from classified substances to non-classified which includes high molecular weight ortho-phthalates and other plasticisers, especially in Europe.

Antiplasticizers

Antiplasticizers are polymer additives that have effect opposite to those of plasticizers. They increase the modulus while decreasing the glass transition temperature.

Bis(2-ethylhexyl) phthalate is a common plasticizer.

Safety and toxicity

Substantial concerns have been expressed over the safety of some polymer plasticizers, especially because some low molecular weight ortho-phthalates have been classified as potential endocrine disruptors with some developmental toxicity reported.[12]

Common polymer plasticizers

Dicarboxylic/tricarboxylic esters
  • Phthalate-based plasticizers are used in situations where good resistance to water and oils is required. Some common phthalate plasticizers are:
    • Bis(2-ethylhexyl) phthalate (DEHP), used in construction materials and medical devices
    • Bis(2-propylheptyl) phthalate (DPHP), used in cables, wires and roofing materials
    • Diisononyl phthalate (DINP), used in flooring materials, found in garden hoses, shoes, toys, and building materials
    • Di-n-butyl phthalate (DnBP, DBP), used for cellulose plastics, food wraps, adhesives, perfumes, and cosmetics - about a third of nail polishes, glosses, enamels, and hardeners contain it, together with some shampoos, sunscreens, skin emollients, and insect repellents
    • Butyl benzyl phthalate (BBzP) is found in vinyl tiles, traffic cones, food conveyor belts, artificial leather, and plastic foams
    • Diisodecyl phthalate (DIDP), used for insulation of wires and cables, car undercoating, shoes, carpets, pool liners
    • Dioctyl phthalate (DOP or DnOP), used in flooring materials, carpets, notebook covers, and high explosives, such as Semtex. Together with DEHP it was the most common plasticizers.
    • Diisooctyl phthalate (DIOP), all-purpose plasticizer for polyvinyl chloride, polyvinyl acetate, rubbers, cellulose plastics, and polyurethane
    • Diethyl phthalate (DEP)
    • Diisobutyl phthalate (DIBP)
    • Di-n-hexyl phthalate, used in flooring materials, tool handles, and automobile parts

Trimellitates
  • Trimellitates are used in automobile interiors and other applications where resistance to high temperature is required. They have extremely low volatility.
    • Trimethyl trimellitate (TMTM)
    • Tri-(2-ethylhexyl) trimellitate (TEHTM)(TOTM)
    • Tri-(n-octyl,n-decyl) trimellitate (ATM)
    • Tri-(heptyl,nonyl) trimellitate (LTM)
    • n-octyl trimellitate (OTM)

Adipates, sebacates, maleates

Bio-based

Plasticizers with better biodegradability and presumably lower environmental toxicity are being developed. Some such plasticizers are:

  • Acetylated monoglycerides; these can be used as food additives
  • Alkyl citrates, used in food packagings, medical products, cosmetics, and children's toys
    • Triethyl citrate (TEC)
    • Acetyl triethyl citrate (ATEC), higher boiling point and lower volatility than TEC
    • Tributyl citrate (TBC)
    • Acetyl tributyl citrate (ATBC), compatible with PVC and vinyl chloride copolymers
    • Trioctyl citrate (TOC), also used for gums and controlled release medicines
    • Acetyl trioctyl citrate (ATOC), also used for printing ink
    • Trihexyl citrate (THC), compatible with PVC, also used for controlled release medicines
    • Acetyl trihexyl citrate (ATHC), compatible with PVC
    • Butyryl trihexyl citrate (BTHC, trihexyl o-butyryl citrate), compatible with PVC
    • Trimethyl citrate (TMC), compatible with PVC
  • Methyl ricinoleate
  • Green plasticizers

Other plasticizers

For pastes

Concrete

In the concrete technology, plasticizers and superplasticizers are also called high range water reducers. When added to concrete mixtures, they confer a number of properties including improve workability and strength. Unless the mix is "starved" of water, the strength of concrete is inversely proportional to the amount of water added, i.e., the water-cement (w/c) ratio. In order to produce stronger concrete, less water is added (without "starving" the mix), which makes the concrete mixture less workable and difficult to mix, necessitating the use of plasticizers, water reducers, superplasticizers, or dispersants.[13]

Plasticizers are also often used when pozzolanic ash is added to concrete to improve strength. This method of mix proportioning is especially popular when producing high-strength concrete and fiber-reinforced concrete.

Adding 1-2% plasticizer per unit weight of cement is usually sufficient. Adding an excessive amount of plasticizer will result in excessive segregation of concrete and is not advisable. Depending on the particular chemical used, use of too much plasticizer may result in a retarding effect.

Plasticizers are commonly manufactured from lignosulfonates, a by-product from the paper industry. Superplasticizers have generally been manufactured from sulfonated naphthalene condensate or sulfonated melamine formaldehyde, although newer products based on polycarboxylic ethers are now available. Traditional lignosulfonate-based plasticisers, naphthalene and melamine sulfonate-based superplasticisers disperse the flocculated cement particles through a mechanism of electrostatic repulsion (see colloid). In normal plasticisers, the active substances are adsorbed on to the cement particles, giving them a negative charge, which leads to repulsion between particles. Lignin, naphthalene, and melamine sulfonate superplasticisers are organic polymers. The long molecules wrap themselves around the cement particles, giving them a highly negative charge so that they repel each other.

Polycarboxylate ether superplasticizer (PCE) or just polycarboxylate (PC), work differently from sulfonate-based superplasticizers, giving cement dispersion by steric stabilisation, instead of electrostatic repulsion. This form of dispersion is more powerful in its effect and gives improved workability retention to the cementitious mix.[14]

Stucco

Plasticizers can be added to wallboard stucco mixtures to improve workability. In order to reduce the energy consumed drying wallboard, less water is added, which makes the gypsum mixture very unworkable and difficult to mix, necessitating the use of plasticizers, water reducers, or dispersants. Some studies also show that too much lignosulfonate dispersant could result in a set-retarding effect. Data showed that amorphous crystal formations occurred that detracted from the mechanical needle-like crystal interaction in the core, preventing a stronger core. The sugars, chelating agents in lignosulfonates such as aldonic acids and extractive compounds are mainly responsible for set retardation. These low range water reducing dispersants are commonly manufactured from lignosulfonates, a by-product from the paper industry.

High range superplasticizers (dispersants) have generally been manufactured from sulfonated naphthalene condensate, although polycarboxylic ethers represent more modern alternatives. Both of these high range water reducers are used at 1/2 to 1/3 of the lignosulfonate types.[15]

Traditional lignosulfonate and naphthalene sulfonate-based plasticisers disperse the flocculated gypsum particles through a mechanism of electrostatic repulsion (see Colloid). In normal plasticisers, the active substances are adsorbed on to the gypsum particles, giving them a negative charge, which leads to repulsion between particles. Lignin and naphthalene sulfonate plasticizers are organic polymers. The long molecules wrap themselves around the gypsum particles, giving them a highly negative charge so that they repel each other.[16]

Energetic materials

Energetic material pyrotechnic compositions, especially solid rocket propellants and smokeless powders for guns, often employ plasticizers to improve physical properties of the propellant binder or of the overall propellant, to provide a secondary fuel, and ideally, to improve specific energy yield (e.g. specific impulse, energy yield per gram of propellant, or similar indices) of the propellant. An energetic plasticizer improves the physical properties of an energetic material while also increasing its specific energy yield. Energetic plasticizers are usually preferred to non-energetic plasticizers, especially for solid rocket propellants. Energetic plasticizers reduce the required mass of propellant, enabling a rocket vehicle to carry more payload or reach higher velocities than would otherwise be the case. However, safety or cost considerations may demand that non-energetic plasticizers be used, even in rocket propellants. The solid rocket propellant used to fuel the Space Shuttle solid rocket booster employs HTPB, a synthetic rubber, as a non-energetic secondary fuel.

Plasticizers for energetic materials

Here are some energetic plasticizers used in rocket propellants and smokeless powders:

Due to the secondary alcohol groups, NG and BTTN have relatively low thermal stability. TMETN, DEGDN, BDNPF, and BDNPA have relatively low energies. NG and DEGN have relatively high vapor pressure.[17]

References
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  2. Alexander H. Tullo: Plasticizer Makers Want A Piece Of The Phthalates Pie. In: Chemical & Engineering News 93(25), 2015, p. 16–18.
  3. David F. Cadogan and Christopher J. Howick "Plasticizers" in Ullmann's Encyclopedia of Industrial Chemistry 2000, Wiley-VCH, Weinheim. doi:10.1002/14356007.a20_439
  4. Market Study Plasticizers, 3rd ed., Ceresana, Nov. 2013
  5. (1) Maeda, Y.; Paul, D. R. J. Polym. Sci. Part B Polym. Phys. 1987, 25, 957–980.
  6. (1) Maeda, Y.; Paul, D. R. J. Polym. Sci. Part B Polym. Phys. 1987, 25, 1005–1016.
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  8. Capponi, S.; Alvarez, F.; Racko, D. (2020), "Free Volume in a PVME Polymer–Water Solution", Macromolecules, XXX (XXX): XXX–XXX, doi:10.1021/acs.macromol.0c00472
  9. Geiss, O.; Tirendi, S.; Barrero-Moreno, J.; Kotzias, D., "Investigation of volatile organic compounds and phthalates present in the cabin air of used private cars", Environment International 2009, 35, 1188-1195. doi:10.1016/j.envint.2009.07.016
  10. Chemical and Engineering News, 2002, 80(20), 45; http://pubs.acs.org/cen/whatstuff/stuff/8020stuff.html
  11. Archived March 27, 2009, at the Wayback Machine
  12. Halden, Rolf U. (2010). "Plastics and Health Risks". Annual Review of Public Health. 31: 179–194. doi:10.1146/annurev.publhealth.012809.103714. PMID 20070188.
  13. Cement Admixture Association. "CAA". www.admixtures.org.uk. Archived from the original on 2008-03-16. Retrieved 2008-04-02.
  14. C&EN: Coverstory - Synthetic Chemistry Moves Into Concrete
  15. Archived July 24, 2011, at the Wayback Machine
  16. Kirby, Glen H.; Jennifer A. Lewis (2002). "Rheological property evolution in concentrated cement-polyelectrolyte suspensions". Journal of the American Ceramic Society. 85 (12): 2989–2994. doi:10.1111/j.1151-2916.2002.tb00568.x.
  17. 2,2,2-trinitroethyl 2-nitroxyethyl ether and a method of preparation - US Patent 4745208
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